About this Database

Available only in the Stamps Reading Room at Baker Library

News, laws, and documents concerning the securities industry in the United States as well as M&A and tax-related issues.

Lexis Securities Mosaic provides timely securities, communications, finance, commerce, and trade related disclosure and regulatory information including news, real-time data, and law firm and accounting firm memos with analysis of securities, M&A, and tax issues. Lexis Securities Mosaic features suites of data in six areas: disclosure, regulation, enforcement/litigation, SROs, guidance and news. Disclosure searching includes searching by risk factors, legal relationships, exempt offerings in addition to standard corporate and financial criteria. regulatory actions and more.

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